Hazen's Broker Dealer Regulation

Author: Thomas Lee Hazen
Edition:
Publisher: West Group
Binding: Hardcover
ISBN: 0314143858
Price:
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Hazen's Broker Dealer Regulation: Cases & Materials (American Casebook Series®)

Hazen's Broker Dealer Regulation review. Read full reviews of Hazen And Ratner's Broker-dealer Regulation: Cases And Materials By Thomas L.

Read Hazen's Broker-Dealer Regulation in a Nutshell, 2d reviews by

This title provides an introduction and overview of broker-dealer regulation in the securities markets. It covers broker-dealer front office and back office issues, as well as market regulation generally. It offers an understanding of basic concepts and the underlying regulatory scheme, with explanations of sales practices, analysts' conflicts of interest, civil liabilities, and arbitration. This title also provides an overview of industry self-regulation under FINRA (the Financial Industry Regulatory Authority).

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Store Search search Title, ISBN and Author Hazen and Ratner's Broker-Dealer Regulation: Cases and Materials by Thomas Lee Hazen, David Ratner Estimated delivery 3-12 business days Format Hardcover Condition Brand New Details ISBN 0314143858 ISBN-13 9780314143853 Title Hazen and Ratner's Broker-Dealer Regulation: Cases and Materials Author Thomas Lee Hazen, David Ratner Format Hardcover Pages 648 Publisher West About Us Grand Eagle Retail is the ideal place for all your reading and entertainment

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format hardback title broker dealer regulation cases and materials author thomas lee hazen david l ratner publisher west group publication date nov 01 2002 pages 645 binding hardcover dimensions 8 00 wx 10 50 hx 1 25 d isbn 0314143858 subject law real estate brand new hardcover all orders get full access to our online status tracking service allowing you to view realtime order progress your order will be dispatched from england via royal mail 1 st class although please allow 4 5 days for deliv

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Store Search search Title, ISBN and Author Broker-Dealer Regulation in a Nutshell by Thomas Lee Hazen Estimated delivery 3-12 business days Format Paperback Condition Brand New Details ISBN 0314189572 ISBN-13 9780314189578 Title Broker-Dealer Regulation in a Nutshell Author Thomas Lee Hazen Format Paperback Pages 271 Edition 2nd Publisher West Dimensions 4.9 in. x 0.6 in. x 7.2 in. About Us Grand Eagle Retail is the ideal place for all your reading and entertainment needs! With fast shipping, l

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Hazen's Broker Dealer Regulation Reviews